On June 27, 2026, the Hong Kong & US Listing Rules & Practical Experience Sharing Seminar ,hosted by CFA Shenzhen Society and co-organized by T&C Law Firm, was held at the Shenzhen Capital Market Academy. Centering on topics including listing route selection for enterprises seeking Hong Kong or US IPOs, evolving regulatory regimes, filing preparation, capital market communications and post-listing compliance, the event drew founders, secretaries, finance directors, legal counsel, investment and financing heads of pre-offshore listing enterprises, as well as capital market practitioners for in-depth exchanges.

As a key speaker at the seminar, Concord & Sage delivered a special presentation themed US IPO Route Planning and Case Studies. Anna Li, Partner and US Capital Markets Attorney at Concord & Sage, drew on her extensive track record advising enterprises on US IPOs and cross-border financing transactions to systematically outline core considerations prior to US market debuts. She delivered in-depth, actionable insights covering exchange selection, listing thresholds, filing workflows, corporate governance, information disclosure and project timelines.

During her presentation, Ms. Li analyzed prevailing US capital market trends and top regulatory scrutiny priorities across IPO strategic planning, regulatory mandates, corporate governance, disclosure obligations and cross-border project execution. She also offered bespoke professional guidance on advance listing roadmapping, governance framework optimization and cross-border coordination efficiency improvement. Attendees engaged actively in Q&A sessions, raising practical questions regarding US listing route alternatives, newly issued regulatory policies and project execution hurdles, fostering vibrant on-site dialogue.

Beyond the keynote speech, Mia He, Attorney of Concord & Sage’s Capital Markets Practice, joined on-site discussions, addressing attendee inquiries on US IPO pre-listing preparation, cross-border legal compliance and recurring project implementation challenges. Jocelyn Jiang, another member of the Capital Markets team, also attended the seminar and exchanged insights with participating delegates.

Other distinguished speakers from T&C Law Firm, HKEX representatives, Huatai Securities International Division, IR executives of Hong Kong-listed issuers and investment institution representatives shared perspectives spanning Hong Kong IPO legal procedures, the Hong Kong primary market, sponsor viewpoints and cross-jurisdictional listing strategy evaluation. Multi-dimensional discourse enabled participating enterprises to gain holistic clarity on disparities between Hong Kong and US markets in regulatory standards, investor bases, offering cadence and post-listing capital operations.

A US law firm specializing in cross-border legal services, Concord & Sage has long delivered full-spectrum US capital market legal support to global clients. Its practice covers IPOs, SPAC transactions, M&A and restructuring, securities compliance, ongoing disclosure for public companies and cross-border investment and financing. Moving forward, Concord & Sage will leverage its globally integrated professional team and robust project portfolio to deliver high-quality, end-to-end cross-border capital market legal services, empowering enterprises to access international capital markets with sound governance.

About Concord & Sage

Concord & Sage is a US law firm focused on three core areas of US federal law: securities law, intellectual property law and immigration law. Founded by attorneys holding dual US and Chinese bar admissions, the firm maintains offices in Los Angeles, San Diego, Chicago, New York and Mexico, and maintains close collaborative ties with numerous professional institutions across China.

Securities Law Practice——The firm regularly acts as issuer’s counsel and underwriter’s counsel, advising clients on Nasdaq listings and responding to US SEC comment letters.

Intellectual Property Law Practice——Boasting qualified patent agents and trademark attorneys, the firm handles non-contentious and contentious IP matters before the United States Patent and Trademark Office (USPTO) and federal courts.

Immigration Law Practice——The firm processes a full spectrum of immigrant visa petitions under the EB categories, alongside nonimmigrant visa applications including O, L and H-1B visas, and represents clients in removal proceedings before immigration courts. In addition to federal law expertise, the firm’s attorneys hold state bar licenses across multiple US jurisdictions. Cross-firm collaborations enable the team to address state law requirements nationwide, covering corporate, labor, contract and other civil law matters. The firm further provides value-added services including notarization and tax advisory. Supported by its cross-border team and multi-jurisdictional qualifications, Concord & Sage delivers one-stop integrated legal solutions for enterprises and individuals operating between China and the United States. Disclaimer:

The views expressed herein are for informational purposes only and do not constitute legal advice. Should you have questions about the foregoing content or require assistance with Sino-US legal matters, US investment or immigration proceedings, please contact us at info@concordsage.com. We stand ready to provide dedicated legal support.