U.S. Securities Law
In a globalized financial environment, the compliance and professionalism of securities law are crucial to the success of listed companies in capital markets. As a full-service global law firm, we rely on our rich experience and resources to consistently provide clients with high-quality securities law services. Our legal team specializes in handling matters related to corporate and securities law, representing issuers, investment banks, underwriters, investors, and investment groups in various transactions, compliance, and regulatory securities matters in the U.S. and major global markets. The equity capital market transactions we handle for clients include initial public offerings (IPOs), stock exchange listings, and post-listing private investments in Hong Kong and the United States.
Our services cover the following areas:
  • Initial Public Offerings (IPO)
  • Dual Listings
  • Follow-on Offerings
  • Shelf Registrations and Deregistrations
  • Rule 144A Offerings
  • Regulation S Offerings
  • PIPE Transactions
Relevant Personnel
Professional Articles