Concord & Sage Achievement – Capital Markets Team Successfully Assisted U-BX Technology Ltd. in Securing Effectiveness of Its Refinancing Registration
2025-12-25 16:40:47
Concord & Sage

U-BX Technology Ltd. (stock code: UBXG) is a Cayman Islandsincorporated holding company dedicated to providing artificial intelligencedriven and digital solutions for the insurance and related industries. Its ordinary shares are publicly traded on the U.S. capital markets. To support its future financing arrangements and capital markets planning, U-BX submitted a Form F-3 Registration Statement (Shelf Registration Statement) to the U.S. Securities and Exchange Commission (SEC) and successfully obtained a Notice of Effectiveness issued by the SEC on December 15, 2025, thereby rendering the registration statement effective.

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The effectiveness of this Form F-3 registration statement signifies that, in compliance with U.S. securities laws and applicable listing rules, U-BX has obtained the qualification to conduct flexible securities offerings by registration in the future. This provides a compliant legal and regulatory framework for the Companys subsequent capital markets activities, business development, and strategic planning. The registration further enhances U-BXs financing flexibility in the U.S. capital markets, enabling the Company to seize market opportunities and support long-term business growth and continued investment in technology.

 

In this U.S. capital markets matter, Concord & Sage acted as U.S. legal counsel to the issuer. The firms Capital Markets team provided comprehensive U.S. securities law services throughout the entire process, including analysis of the Form F-3 registration structure and eligibility requirements, drafting and filing of the registration statement and amendments, SEC disclosure compliance review, regulatory communications and coordination, and legal support relating to the effectiveness of the registration statement. The project was led by partners Kyle Leung and Qin Li, with team members including attorneys Zhiwei Hua, Anna Li, Yiling He, legal counsels Ziwen Wang and Yitan Shen, as well as legal assistants Xinrui Han and Gary Zuo.

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The successful effectiveness of the Form F-3 registration statement reflects the issuers sustained compliance operations and solid capital markets foundation, and marks another successful engagement by Concord & Sages Capital Markets team in the area of refinancing registrations and ongoing securities compliance legal services for U.S. listed companies.

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